 |
|
|
|||||
| « Previous thread | Next thread » |
I an considering going to arbitration with my ex-financial advisor (an
A.G. Edwards employee) for risky and non-diversified holdings in my
fixed income account. Can anyone tell me if the income I received from
this account counts against my out-of-pocket losses?
--------------------------------------
Misc.invest.financial-plan is a moderated newsgroup where Moderators strive
to keep the conversations on-topic for financial planning. Other posting
guidelines include a request for brevity and another for trimming posts to
which we respond. For all of the other tips and suggestions, see "FROM THE
MODERATORS: Posting to misc.invest.financial-plan", a weekly post now on the
Newsgroup.
If you are contemplating Arbitration, then you should have the
benefit of LEGAL COUNSEL. There are many laws involved
in the Arbitration process, and you would be best served with
an Attorney, who could also answer you specific question.
You might want to check with your local FINRA (was NASD) Office.
Cal
"Michael" <g...@v...net> wrote in message
news:2008101912043716807-genef@verizonnet...
>I an considering going to arbitration with my ex-financial advisor (an A.G.
>Edwards employee) for risky and non-diversified holdings in my fixed income
>account. Can anyone tell me if the income I received from this account
>counts against my out-of-pocket losses?
>
> --------------------------------------
> Misc.invest.financial-plan is a moderated newsgroup where Moderators
> strive
> to keep the conversations on-topic for financial planning. Other posting
> guidelines include a request for brevity and another for trimming posts to
> which we respond. For all of the other tips and suggestions, see "FROM
> THE
> MODERATORS: Posting to misc.invest.financial-plan", a weekly post now on
> the
> Newsgroup.
>
--------------------------------------
Misc.invest.financial-plan is a moderated newsgroup where Moderators strive
to keep the conversations on-topic for financial planning. Other posting
guidelines include a request for brevity and another for trimming posts to
which we respond. For all of the other tips and suggestions, see "FROM THE
MODERATORS: Posting to misc.invest.financial-plan", a weekly post now on the
Newsgroup.
| « Previous thread | Next thread » |
FROM THE MODERATORS: Lengthy posts
Big Slide in 401(k)s Spurs Calls for Change
Short-term Fund purchasing advice...
Can a short term capital loss balance long term capital gains?
What type bond fund to buy in current situation?
401k After Tax accumulations to Roth IRA
Up